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U.S. Trust Corporation
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#	Item
401	Microsoft Word - WASHINGTON-#[removed]v4-DTCC_-_Letter_to_Regulators_on_Rulemaking.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 15:25:25 Late-2000s financial crisis Systemic risk Commodity Futures Trading Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Depository Trust & Clearing Corporation Derivative Security Gary Gensler Financial economics Financial system Finance
402	[removed]Federal Register / Vol. 79, No[removed]Thursday, May 29, [removed]Notices printing in the Commission’s Public Reference Room, 100 F Street NE., Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-06-06 16:31:12 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act Settlement U.S. Securities and Exchange Commission Short Financial economics Financial system Finance
403	Microsoft Word - ddecosta6304.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-03 15:44:13 Securities United States securities law Financial regulation Short selling Depository Trust & Clearing Corporation Naked short selling Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Financial economics Finance Financial system
404	Microsoft Word - Comments by Professor James J Angel Phd CFA on Reg SHO amendments.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-18 14:52:20 Finance Financial regulation Securities Self-regulatory organizations Naked short selling Short U.S. Securities and Exchange Commission Securities lending Depository Trust & Clearing Corporation Financial economics Short selling Financial system
405	VIA E-MAIL AND FEDERAL EXPRESS September 28, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-28 13:38:37 Self-regulatory organizations Financial regulation Financial markets United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission ACT Financial economics Financial system Finance
406	Notice of Filing of Proposed Rule Change to Enhance the Process for Transfers Through the Automated Customer Account Transfer Service Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-28 17:36:00 Securities Financial markets Depository Trust & Clearing Corporation Security ACT Securities Exchange Act U.S. Securities and Exchange Commission Clearing Short Financial economics Financial system Finance
407	Notice of Filing of Proposed Rule Change to Revise its Procedures Regarding Securities Delivered to or from Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Cor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-28 17:35:03 Securities Financial markets Central Securities Depositories Depository Trust & Clearing Corporation Security Settlement Short U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Financial system Finance
408	Notice of Filing of Proposed Rule Change to Amend Procedure II of the NSCC Rules & Procedures to Modify the Money Tolerance Comparison Provisions for Fixed Income Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 09:54:32 Depository Trust & Clearing Corporation Securities United States securities law ACT Securities Exchange Act U.S. Securities and Exchange Commission Day trading Financial economics Financial system Finance
409	Cristeena Naser Associate General Counsel ABASA[removed]removed] Add to Reading List Source URL: www.aba.com Language: English - Date: 2012-08-24 09:31:17 Financial regulation Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit rating agency Depository Trust & Clearing Corporation Securities market Electronic Municipal Market Access Investor Protection and Securities Reform Act Self-regulatory organizations Financial economics Financial system
410	Regulation of Clearing Agencies; Release No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-01 13:10:39 Securities Self-regulatory organizations United States Securities and Exchange Commission United States securities law Clearing U.S. Securities and Exchange Commission Options Clearing Corporation Depository Trust & Clearing Corporation Securities Exchange Act Financial economics Financial system Finance

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